WebAdditional information regarding Whistleblowers is provided below, including factsheets and details of meetings held between CFTC staff and outside parties. Related Federal Register Releases. Final Rule: 76 FR 53172 // PDF Version 8/25/2011 Final Rules for Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act WebOn May 20, 2014, the CFTC paid its first award under the program to an anonymous whistleblower. This six-figure award reflects the first of many investigations that will …
5 Things Whistleblowers Must Know - Hagens Berman
WebMar 7, 2024 · On March 31, the U.S. Securities and Exchange Commission (SEC) granted whistleblower awards to two whistleblowers who provided information that contributed to the success of the same enforcement action. One whistleblower received $9 million while the second received $3 million. WebYou can submit violations of the Commodity Exchange Act or CFTC regulations by filing a whistleblower Form TCR or a Complaint Form. Form TCR— Individuals who submit a Form TCR receive privacy, confidentiality, and anti-retaliation protections under the Commodity Exchange Act and may be eligible for monetary awards. pottery williamsburg
The CFTC Issues Historic $200 Million Award to Whistleblower
WebWhistleblowers may receive awards of up to 30% of any government recovery based on the information provided. In determining the award percentage, the CFTC considers factors … WebMar 28, 2024 · Whistleblower News: Former Goldman Banker Must Forfeit $35.1M In 1MDB Corruption Case, CFTC Charges Binance And Its Founder, SEC Obtains Emergency Relief Against Long Island Investment Adviser Mar 28, 2024 Former Goldman banker must forfeit $35.1 mln in 1MDB corruption case REUTERS WebMar 29, 2024 · While the CFTC does not reveal what percentage of the recovery the whistleblower earned, the CFTC awards whistleblowers between 10-30% of the … pottery willow